We have the experience to execute private equity, debt and project financings for our clients. Our Managing Directors have the contacts to approach the right investors and our firm has a track record of completing complex financings.
We Understand Private Placements
- Private equity for small capitalization firms is fraught with a complexity of issues including lack of transparency in valuation, anti-dilution issues, liquidation preferences that can impede negotiations among classes of investors, and the need to balance investors' equity interests with those of founders and management.
- Description of a Company's value proposition is often difficult because there are no codified procedures to document private equity presentations. We are passionate about assisting our clients in preparing a regimented, four-part set of documents (Private Placement Memorandum, PPM Summary, Investor Presentation, Financial Projections) to meet the traditional disclosure requirements of Section 4(2) of the Securities Act of 1933 and Regulation D promulgated under the Act, to describe the unique value proposition offered by our clients to prospective institutional investors.
- We have first name access to approximately 200+ institutional venture capital and strategic investors who cover our industry sectors.
We know how to process and close transactions. This includes a clear set of deliverables, an established time and responsibility schedule, and years of experience in coordinating private financings among management, company counsel, the Board, prior investors, new investors and new investors' counsel.